Best Investors Account Sign in
Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-02-26
  • OH RA
    APPROVED
    Since 2026-02-26

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Bellevue, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thivent Investment Management Inc Minneapolis MN 01/2026 Present
Thrivent Financial Appleton WI 01/2026 Present
Edward Jones Tiffin OH 05/2013 08/2025
Unemployed Bellevue OH 09/2025 12/2025
  • 01/2026 → Present
    Thivent Investment Management Inc
    Minneapolis, MN
  • 01/2026 → Present
    Thrivent Financial
    Appleton, WI
  • 05/2013 → 08/2025
    Edward Jones
    Tiffin, OH
  • 09/2025 → 12/2025
    Unemployed
    Bellevue, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-12
S65 Uniform Investment Adviser Law Examination 2025-10-29
  • S63 Uniform Securities Agent State Law Examination
    2025-11-12
  • S65 Uniform Investment Adviser Law Examination
    2025-10-29
Other Names
  • Katie Ann Yantz

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Minneapolis, MN

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor