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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Deer Park | WA | 01/2013 | 11/2018 |
| Ameriprise Financial Services Inc | Deer Park | WA | 11/2018 | 06/2023 |
| Lpl Financial Llc | Deer Park | WA | 06/2023 | Present |
1.06/05/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Lifeworks Private Wealth; Investment Related; at Reported Business Location(s); Start Date 01/01/2014; hrs/mth; hrs during trading 2.06/05/2023; ; Notary; Investment Related; ; Start Date 02/03/2014; 1hrs/mth; hrs during trading 3.07/29/2026; Little Legends Planters and 3D Prints; Business Owner; Not Investment Related; Clayton,WA; Start Date 08/03/2026; 5hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-26 |
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