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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-17
WA RA APPROVED 2024-04-17
  • TX RA
    APPROVED
    Since 2024-04-17
  • WA RA
    APPROVED
    Since 2024-04-17

Branch Locations

603 E C St, Deer Park, WA 99006 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Deer Park, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2019 03/2024
First Baptist Church Deer Park WA 08/2010 11/2019
Pizza Factory Deer Park WA 01/2017 10/2018
Riverside School District Chattaroy WA 01/2017 11/2019
Loon Lake School District Loon Lake WA 03/2017 12/2018
Deer Park School District Deer Park WA 10/2017 11/2019
Classic Cafe Deer Park WA 10/2018 11/2018
Deer Park Gazette Deer Park WA 11/2018 10/2019
Trecpro Deer Park WA 11/2018 10/2019
Deer Park Tribune Deer Park WA 04/2018 08/2019
Lpl Financial Deer Park WA 04/2024 Present
City Of Deer Park Deer Park WA 01/2020 12/2023
  • 11/2019 → 03/2024
    St Louis, MO
  • 08/2010 → 11/2019
    First Baptist Church
    Deer Park, WA
  • 01/2017 → 10/2018
    Pizza Factory
    Deer Park, WA
  • 01/2017 → 11/2019
    Riverside School District
    Chattaroy, WA
  • 03/2017 → 12/2018
    Loon Lake School District
    Loon Lake, WA
  • 10/2017 → 11/2019
    Deer Park School District
    Deer Park, WA
  • 10/2018 → 11/2018
    Classic Cafe
    Deer Park, WA
  • 11/2018 → 10/2019
    Deer Park Gazette
    Deer Park, WA
  • 11/2018 → 10/2019
    Trecpro
    Deer Park, WA
  • 04/2018 → 08/2019
    Deer Park Tribune
    Deer Park, WA
  • 04/2024 → Present
    Lpl Financial
    Deer Park, WA
  • 01/2020 → 12/2023
    City Of Deer Park
    Deer Park, WA
Previous Registrations
  • 2020-01-08 → 2024-04-04
    Deer Park, WA
    Mead, WA
    St Louis, MO
    Deer Park, WA
    Chewelah, WA
Other Businesses

1- 04/2024 / Deep Creek Financial Planning / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-07
  • S66 Uniform Combined State Law Examination
    2020-01-07

View on SEC IAPD

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