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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-10-12
  • WA RA
    APPROVED
    Since 2020-10-12

Branch Locations

309 E Farwell Rd Ste 300, Spokane, WA 99218 • United States

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Spokan WA 06/2018 03/2020
Umabirch Llc Pendleton OR 06/2014 07/2017
Unemployed Spokane WA 07/2017 06/2018
Ameriprise Financial Services, Llc Spokane WA 03/2020 Present
  • 06/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Spokan, WA
  • 06/2014 → 07/2017
    Umabirch Llc
    Pendleton, OR
  • 07/2017 → 06/2018
    Unemployed
    Spokane, WA
  • 03/2020 → Present
    Spokane, WA
Other Businesses

Outside Employment; Treehouse Management Service LLC; Associate Financial Advisor; Treehouse Management Services, LLC is the holding company for our practice.; 1131 E Westview Ct, , Spokane, WA, 99218; Investment-Related; 01/01/2020; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-10
  • S66 Uniform Combined State Law Examination
    2019-09-10

View on SEC IAPD

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