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Current Employers
Thoroughbred Financial Services, Llc

5110 Maryland Way, Suite 300, Brentwood, TN 37027-7508 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2016-01-04
  • TN RA
    APPROVED
    Since 2016-01-04

Branch Locations

5110 Maryland Way Suite 300, Brentwood, TN 37027 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thoroughbred Financial Services Brentwood TN 06/2015 Present
  • 06/2015 → Present
    Thoroughbred Financial Services
    Brentwood, TN
Other Businesses

THOROUGHBRED FINANCIAL SERVICES (INDEPENDENT INSURANCE AGENCY) 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027 -INVESTMENT RELATED - INSURANCE AGENT - SINCE 2015- ESTIMATED 5% OF TIME (8 HRS A MONTH) DEVOTED TO THIS AREA WHICH OCCURS DURING SECURITIES TRADING HOURS. ENGAGED IN SELLING LIFE, DISABILITY, MEDICAL AND LONG TERM CARE INSURANCE. SELF EMPLOYED - 310 WANDERING CIRCLE, FRANKLIN TN 37067 - NOT INVESTMENT RELATED - LEGAL WORK - SINCE 2021 - ESTIMATED 5% OF TIME (5 HRS PER MONTH) DEVOTED TO THIS AREA WHICH IS OUTSIDE OF SECURITIES TRADING HOURS - DRAFT LEGAL DOCUMENTS FOR NON-CLIENTS PLUS CONSULTING LEGAL MATTERS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-10
  • S66 Uniform Combined State Law Examination
    2015-09-10

View on SEC IAPD

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