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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-10-19 |
Branch Locations
2555-2595 W Chandler Blvd Global Human Resources- The Academy, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arizona Diamondbacks | Phoenix | AZ | 03/2015 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 10/2015 | Present |
| Bank Of America, N.A. | Chandler | AZ | 11/2015 | Present |
I*404120 For profit or not for profit: Entity For Profit Name of outside business organization: Arizona Diamondbacks Investment related: N Address of business: Phoenix, Arizona, 85004 Nature of business: ["General Partnership"] Position, title, association: ["Other"], Start date of relationship: 5/1/2015 Number of hours devoted: 400 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Seasonal/part-time, Major League Baseball Organization. Part Time Groundskeeper including taking care of the playing field.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-15 |
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