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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-07-03 |
Branch Locations
190 Carondelet Plaza Suite 600, Saint Louis, MO 63105 • United States
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Account Resolution Corporation | Chesterfield | MO | 04/2015 | 05/2017 |
| Glass Doctor | Rock Hill | MO | 07/2017 | 09/2019 |
| Scott Underwood | Saint Louis | MO | 10/2019 | 08/2020 |
| Scott Underwood | Saint Louis | MO | 08/2020 | 06/2023 |
| Northwestern Mutual Investment Services, Llc | Saint Louis | MO | 10/2020 | 06/2023 |
| Buckingham Strategic Wealth, Llc | Clayton | MO | 07/2023 | 07/2024 |
| Focus Partners Wealth, Llc | St. Louis | MO | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-16 |
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