Best Investors
Account
Sign in
Best Investors
Account
Sign in
500 Capitol Mall Suite 2060, Sacramento, CA 95814 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-09-07 |
| CA | RA | APPROVED | 2018-08-31 |
Branch Locations
500 Capitol Mall Suite 2350, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Sacramento | CA | 11/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | 08/2018 |
| Towerpoint Wealth, Llc | Sacramento | CA | 08/2018 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2018 | 11/2020 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2022 | Present |
1) Towerpoint Wealth LLC. Investment Related. Located at 500 Capital Mall, Suite 1060, Sacramento, CA 95814. Wealth management, advisor. Start date 8/2018. 160 hrs/mo, all during trading hours. Duties - Financial planning and advisor to indivuals and families. 2) Fixed Insurance. Investment Related. Located at 500 Capital Mall, Suite 1060, Sacramento, CA 95814. Nature - Fixed/ Traditional Insurance. Position - Agent. Start - 05/2022. 10 hours per month, all during trading hours. Duties - Sales of Fixed/ Traditional Insurance products. 3) PKS Financial. Investment Related. Located at 80 State Street, Albany, NY 12207. Nature - Fixed/ Traditional Insurance. Position - Agent. Start - 05/2022. 2 hours per month, all during trading hours. Duties - Sales of Fixed/ Traditional Insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-01 |
Reach out to this advisor