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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-13
WA RA APPROVED 2018-05-09
  • TX RA
    APPROVED_RES
    Since 2021-08-13
  • WA RA
    APPROVED
    Since 2018-05-09

Branch Locations

1301 2Nd Ave Floor 24, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Seattle WA 09/2012 Present
J.P. Morgan Securities Llc Seattle WA 01/2013 Present
Pacific Education Consultin Bellevue WA 10/2014 05/2017
Nyl Investment Sammamish WA 05/2023 Present
Play It Forward Foundation Bellevue WA 10/2025 Present
  • 09/2012 → Present
    Jpmorgan Chase Bank, N.A.
    Seattle, WA
  • 01/2013 → Present
    Seattle, WA
  • 10/2014 → 05/2017
    Pacific Education Consultin
    Bellevue, WA
  • 05/2023 → Present
    Nyl Investment
    Sammamish, WA
  • 10/2025 → Present
    Play It Forward Foundation
    Bellevue, WA
Other Businesses

Entity Name: Play it Forward Foundation Investment related: No Address: 1125 SE 6th Street, suite 100, Bellevue, WA 98004. Nature of the other business: Foundation Position/Title/Relationship: Owner/Partner Start Date: 10/06/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The foundation is to support under privileged kids's access to sports trainings, transportation to sports events and related travel expense, sports gears etc. my main responsibility is community outreach within my kids schools and sport clubs they are current enrolled. the role is different than my role at firm and no connection to JPMC Entity Name: NYL Investment Investment related: Yes Address: Sammamish WA 98074 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/30/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: real estate investment, I will purchase a property , rent it out and manage the property. this is business has no connection to JPMC and not similar to our role at JPMC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-04
S63 Uniform Securities Agent State Law Examination 2013-06-10
  • S66 Uniform Combined State Law Examination
    2018-05-04
  • S63 Uniform Securities Agent State Law Examination
    2013-06-10
Other Names
  • Jie Yao
  • April Laplante
  • Jie Yao Laplante

View on SEC IAPD

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