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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-09
PA RA APPROVED 2020-09-30
  • TX RA
    APPROVED
    Since 2022-08-09
  • PA RA
    APPROVED
    Since 2020-09-30

Branch Locations

Millennium One, 20 Ash Street, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 06/2014 05/2018
Bank Of America, N.A. Garden City NY 02/2015 05/2018
Santander Bank, Na Boston MA 05/2018 08/2020
Santander Securities, Llc Dorchester MA 05/2018 08/2020
Stifel Nicolaus & Co Inc Conshohocken PA 09/2020 Present
Previous Registrations
  • 2018-05-14 → 2020-08-28
    Avondale, PA
    Media, PA
    Media, PA
    Kennett Square, PA
    Glen Mills, PA
    Wilmington, DE
    Bethlehem, PA
    Exton, PA
    Media, PA
    Avondale, PA
    Media, PA
    Hatfield, PA
    Abington, PA
    North Wales, PA
    Dresher, PA
    Villanova, PA
  • 2014-11-25 → 2018-05-22
    Garden City, NY
    Sunnyside, NY
    Long Island City, NY
    Flushing, NY
    Lawrence, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-22
  • S66 Uniform Combined State Law Examination
    2014-11-22
Designations

View on SEC IAPD

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