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David Bradford Hicks

Oakmont Advisory Group, LLC

Albuquerque, NM

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Current Employers
Oakmont Advisory Group, Llc

2001 Carlisle Blvd Ne Suite D, Albuquerque, NM 87110-4939 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2013-01-22
  • NM RA
    APPROVED
    Since 2013-01-22

Branch Locations

2001 Carlisle Blvd Ne Suite D, Albuquerque, NM 87110-4939 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oakmont Advisory Group, Llc Albuquerque NM 01/2013 Present
Oakmont Insurance, Llc Albuquerque NM 08/2009 Present
Lowkey Holdings, Llc Albuquerque NM 02/2019 Present
  • 01/2013 → Present
    Albuquerque, NM
  • 08/2009 → Present
    Oakmont Insurance, Llc
    Albuquerque, NM
  • 02/2019 → Present
    Lowkey Holdings, Llc
    Albuquerque, NM
Other Businesses

1) OAKMONT INSURANCE, LLC - INVESTMENT RELATED - ALBUQUERQUE, NM - INSURANCE - MARKETING DIRECTOR AND INSURANCE AGENT SINCE 08/2009. 100 HOURS A MONTH ALL DURING MARKET HOURS - SALE OF INSURANCE PRODUCTS AND SERVICES 2) LOWKEY HOLDINGS, LLC; INVESTMENT RELATED: NO; LOCATION: 2001 CARLISLE BLVD NE, ALBUQUERQUE, NM 87110; DESCRIPTION: REAL ESTATE HOLDING COMPANY.; POSITION TITLE: OWNER; RESPONSIBILITIES DUTIES: MANAGEMENT OF REAL ESTATE PROPERTY; START DATE: 2019-02-11; HOURS DEVOTED DURING TRADING HOURS: 2; HOURS DEVOTED OUTSIDE TRADING HOURS: 10. 3) OAK GROVE CLASSICAL ACADEMY; NOT INVESTMENT RELATED; LOCATION: 8888 HARPER RD NE ALBUQUERQUE NM 87111 USA; DESCRIPTION: OAK GROVE CLASSICAL ACADEMY, LOCATED IN ALBUQUERQUE, NM, IS A K-12 PRIVATE, CHRISTIAN SCHOOL THAT COMBINES CLASSICAL EDUCATION WITH A BIBLICAL WORLDVIEW. THE ACADEMY EMPHASIZES RIGOROUS ACADEMICS, CHARACTER DEVELOPMENT, AND CRITICAL THINKING TO EMPOWER STUDENTS FOR LIFELONG LEARNING AND SUCCESS.; POSITION TITLE: OAK GROVE CLASSICAL ACADEMY; RESPONSIBILITIES DUTIES: BOARD OF DIRECTORS MEMBER.; START DATE: 2023-01-01; HOURS PER MONTH DURING TRADING HOURS: 1; HOURS PER MONTH OUTSIDE TRADING HOURS: 6.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-16
  • S65 Uniform Investment Adviser Law Examination
    2013-01-16
Other Names
  • David Hicks

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