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Victoria Lynn Fanning

Morgan Stanley

Seattle, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-19
WA RA APPROVED 2022-12-09
  • TX RA
    APPROVED
    Since 2022-12-19
  • WA RA
    APPROVED
    Since 2022-12-09

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Seattle WA 12/2015 05/2022
Rockefeller Financial Llc Bellevue WA 05/2022 10/2022
Morgan Stanley Smith Barney Llc Seattle WA 12/2022 Present
  • 12/2015 → 05/2022
    Morgan Stanley Smith Barney Llc
    Seattle, WA
  • 05/2022 → 10/2022
    Rockefeller Financial Llc
    Bellevue, WA
  • 12/2022 → Present
    Morgan Stanley Smith Barney Llc
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-09
  • S66 Uniform Combined State Law Examination
    2016-05-09
Designations
Other Names
  • Tori Lynn Schultz
  • Victoria Lynn Schultz
  • Tori Lynn Fanning

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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