Best Investors Account Sign in

Diego Fernando Daza

Balanz

Coral Gables, FL

Claim This Profile
Current Employers
Balanz

2811 Ponce De Leon Blvd. Suite 710, Coral Gables, FL 33134 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-06
  • FL RA
    APPROVED
    Since 2023-11-06

Branch Locations

2811 Ponce De Leon Blvd. Suite 710, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Miami FL 02/2017 09/2023
Unemployed Miami FL 09/2016 01/2017
Holistic Brokerage, Llc Miami FL 09/2023 Present
Balanz Advisors Llc Coral Gables FL 09/2023 Present
Balanz Capital Usa Llc Coral Gables FL 08/2025 Present
  • 02/2017 → 09/2023
    Citigroup
    Miami, FL
  • 09/2016 → 01/2017
    Unemployed
    Miami, FL
  • 09/2023 → Present
    Holistic Brokerage, Llc
    Miami, FL
  • 09/2023 → Present
    Balanz Advisors Llc
    Coral Gables, FL
  • 08/2025 → Present
    Balanz Capital Usa Llc
    Coral Gables, FL
Previous Registrations
Other Businesses

BALANZ ADVISORS LLC - REGISTERED INVESTMENT ADVISER. SINCE 09/2023. 40 HRS PER WEEK. SAME ADDRESS AS BALANZ CAPITAL USA LLC. INVESTMENT ADVICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-25
  • S66 Uniform Combined State Law Examination
    2021-02-25
Other Names
  • Diego Fernando Daza
  • Diego F Daza
  • Diego Daza
  • Diego Fernando Daza Gallego

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

More in Coral Gables, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor