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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Rancho Cucamonga | CA | 10/2015 | 03/2018 |
| Unemployed | Rancho Cucamonga | CA | 03/2018 | 07/2018 |
| J.P. Morgan Securities Llc | Fontana | CA | 08/2018 | Present |
| Jpmc Bank Na (Southwest) | Fontana | CA | 08/2018 | Present |
| Scottrade, Inc. | Rancho Cucamonga | CA | 10/2015 | 03/2018 |
| Scottrade Investment Management | Rancho Cucamonga | CA | 10/2015 | 03/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-18 |
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