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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-09 |
Branch Locations
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
15282 Summit Ave, Fontana, CA 92336 • United States
16175 Sierra Lakes Pkwy, Fontana, CA 92336 • United States
16055 Foothill Blvd, Fontana, CA 92335 • United States
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
333 S Grand Ave 12Th Fl, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Redlands | CA | 02/2014 | Present |
| Wells Fargo Clearing Services Llc | Redlands | CA | 06/2018 | Present |
NOTARY PUBLIC, NOT INVT RELATED, SAN BERNARDINO, CA, NOTARY, START 11/16/2020, 2 HRS PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS. INSOMNIAC EVENTS, NOT INV RELATED, CA, PHOTOGRAPHER, START 2/20/2023, 16 HOURS PER MONTH, ZERO HOURS DURING TRADING, PHOTOGRAPHING FOR THE MEDIA DEPARTMENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-31 |
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