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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-25 |
| NC | RA | APPROVED | 2015-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 04/2014 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 04/2014 | Present |
1) FIREROSE PHOTOGRAPHY AND BARTENDING, DURHAM, NC 27713 SINCE 5/2014, 10/HRS/MO. 2) Prestige Financial Holdings, LLC (member of LLC); 3) DBA: Prestige Financial Group 4) LGBTQ+ Center of Durham, 112 W Main St Floor 2, Durham, NC 27701, Director of Board, Treasurer, Attend Monthly BOD meetings Help with events ie, Pride Parade, awareness Modifying and amending By-Laws, handbooks Help with reporting finances to the board and budget, 01/02/2023, 10hrs/mo. 5) Home Builders Association of Durham, Orange and Chatham County, 1821 Hillandale Rd. Suite 1B-138, Durham, NC 27705, Board Member - Treasurer, Report on financial to the executive committee and the overall board. start date: 9/01/2023, 10 HRS/MO.Non Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-18 |
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