Mark Francis Saran

Employer firm

North Shore Private Asset Management, LLC CRD 130132

$573M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• 401(K) ADVISORY AND CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 08/2020
  Neuberger Berman Llc
  Chicago, IL
• 07/2018 → 08/2020
  Altegris Investments
  La Jolla, CA
• 08/2020 → 02/2022
  Jvm Securities, Llc
  Oak Brook, IL
• 11/2022 → Present
  North Shore Private Asset Management
  Lake Forest, IL
• 04/2022 → 10/2022
  Esbjorn, Llc
  Chicago, IL

Previous Registrations

• 2014-10-07 → 2018-07-18
  Neuberger Berman Bd Llc
  Chicago, IL
• 2013-08-28 → 2014-09-26
  Invesco Advisers, Inc.
  Atlanta, GA
• 2013-04-19 → 2013-08-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL

Exams

• S66 Uniform Combined State Law Examination
  2013-04-15

Other Names

• Mark Francis Saran
• Mark F Saran
• Mark Francis Saran
• Mark Francis Saran