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Matthew Draxten

Wells Fargo Advisors Financial Network, LLC

Fargo, ND

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2024-09-23
TX RA APPROVED 2024-09-20
  • ND RA
    APPROVED
    Since 2024-09-23
  • TX RA
    APPROVED
    Since 2024-09-20

Branch Locations

406 Main Avenue 250 2Nd Fl, Fargo, ND 58103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Saint Paul MN 02/2009 Present
Wells Fargo Clearing Services, Llc Saint Paul MN 11/2016 09/2024
Wells Fargo Advisors Financial Network, Llc Fargo ND 09/2024 Present
Previous Registrations
  • 2014-01-21 → 2024-09-20
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Minneapolis, MN
    Saint Paul, MN
    Minneapolis, MN
    West Fargo, ND
    Sioux Falls, SD
    Fargo, ND
    Sioux Falls, SD
    Minneapolis, MN
    Wayzata, MN
    Fargo, ND
    Sioux Falls, SD
    Saint Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-30
S63 Uniform Securities Agent State Law Examination 2013-03-12
  • S66 Uniform Combined State Law Examination
    2016-08-30
  • S63 Uniform Securities Agent State Law Examination
    2013-03-12
Other Names
  • Matthew Thomas Draxten

View on SEC IAPD

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LPL FINANCIAL LLC
PRIME CAPITAL FINANCIAL
EDWARD JONES

Other Investors

Joseph Daniel Keimig
JILL J KLOSE
DAREN LEE PLADSON
KURT ALAN NYGAARD
WARREN WALTER WILSON
Daniel Brian Schuster
THOMAS MARTIN STADUM
Jacob Bill Radke

Other Offices

EIGHTH WONDER INVESTMENTS · FARGO, ND
MARINER · Fargo, ND
LPL ENTERPRISE, LLC · fargo, ND
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · FARGO, ND
FJELL CAPITAL · FARGO, ND
LPL FINANCIAL LLC · FARGO, ND
PRIME CAPITAL FINANCIAL · FARGO, ND
EDWARD JONES · FARGO, ND

More in Fargo, ND

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