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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-05-18 |
| CA | RA | APPROVED | 2022-01-27 |
Branch Locations
100 E 4Th Ave, San Mateo, CA 94401 • United States
301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | San Mateo | CA | 12/2009 | Present |
| Wells Fargo Advisors Llc | San Mateo | CA | 01/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Mateo | CA | 11/2016 | Present |
LIBAS-E-ZAKHM; NOT INV RELATED;KARACHI,-; BOOK; AUTHOR; START DATE: 04/30/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-12 |
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