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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-09-30
TX RA APPROVED 2016-09-14
  • FL RA
    APPROVED
    Since 2016-09-30
  • TX RA
    APPROVED
    Since 2016-09-14

Branch Locations

100 N Westshore Blvd, Tampa, FL 33609 • United States

New Port Richey, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Palm Harbor FL 06/2016 09/2016
Pnc Investments Pittsburgh PA 06/2016 09/2016
Bank Of America, N.A. Spring Hill FL 09/2016 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Spring Hill FL 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-28
  • S66 Uniform Combined State Law Examination
    2013-10-28
Other Names
  • Anja Suxdorf

View on SEC IAPD

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