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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-22
  • NY RA
    APPROVED
    Since 2021-06-22

Branch Locations

1407 Route 9 Building 4 - 2Nd Floor, Clifton Park, NY 12065 • United States

354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Albany NY 01/2013 09/2017
Empire Financial Albany NY 06/2012 09/2017
Pruco Securities Llc Latham NY 09/2017 08/2019
Prudential Insurance Company Of America Latham NY 09/2017 08/2019
National Life Group Clifton Park NY 08/2019 Present
Equity Services, Inc Montpelier VT 08/2019 Present
  • 01/2013 → 09/2017
    Jhfn Sii
    Albany, NY
  • 06/2012 → 09/2017
    Empire Financial
    Albany, NY
  • 09/2017 → 08/2019
    Pruco Securities Llc
    Latham, NY
  • 09/2017 → 08/2019
    Prudential Insurance Company Of America
    Latham, NY
  • 08/2019 → Present
    National Life Group
    Clifton Park, NY
  • 08/2019 → Present
    Montpelier, VT
Other Businesses

*NPA FINANCIAL, 1407 ROUTE 9 BLDG 4, 2ND FLOOR, CLIFTON PARK NY, INV REL, FIXED INSURANCE SALES AND SERVICES, AGENT, 8/2019, 160, DURING TRADE HRS. SALE AND SERVICE OF FIXED INSURANCE PRODUCTS UNDER DBA NPA FINANCIAL. *THE PRECISION FINANCIAL GROUP. 1073 JORDANVILLE ROAD, ILION NY. INV REL. NOV 2022. USED SPECIFICALLY AS A BRAND NAME TO MARKET FINANCIAL SERVICES PROVIDE EDUCATION RELATED SERVICES. AGENT. DURING TRADE HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-11-07
  • S63 Uniform Securities Agent State Law Examination
    2017-11-07
Other Names
  • Tommy Dolin
  • Thomas L Dolin
  • Thomas L Dolin
  • Thomas Leo Dolin

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