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Equity Services, Inc. CRD 265
$2.78B regulatory AUM 410 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
Branch Locations
1407 Route 9 Building 4 - 2Nd Floor, Clifton Park, NY 12065 • United States
354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Albany | NY | 01/2013 | 09/2017 |
| Empire Financial | Albany | NY | 06/2012 | 09/2017 |
| Pruco Securities Llc | Latham | NY | 09/2017 | 08/2019 |
| Prudential Insurance Company Of America | Latham | NY | 09/2017 | 08/2019 |
| National Life Group | Clifton Park | NY | 08/2019 | Present |
| Equity Services, Inc | Montpelier | VT | 08/2019 | Present |
*NPA FINANCIAL, 1407 ROUTE 9 BLDG 4, 2ND FLOOR, CLIFTON PARK NY, INV REL, FIXED INSURANCE SALES AND SERVICES, AGENT, 8/2019, 160, DURING TRADE HRS. SALE AND SERVICE OF FIXED INSURANCE PRODUCTS UNDER DBA NPA FINANCIAL. *THE PRECISION FINANCIAL GROUP. 1073 JORDANVILLE ROAD, ILION NY. INV REL. NOV 2022. USED SPECIFICALLY AS A BRAND NAME TO MARKET FINANCIAL SERVICES PROVIDE EDUCATION RELATED SERVICES. AGENT. DURING TRADE HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-11-07 |
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