James Frederick Rose

Current Employers

Employment History

• 02/2013 → 05/2025
  Lpl Financial, Llc
  Tupelo, MS
• 02/2013 → 05/2025
  Renasant Bank
  Tupelo, MS
• 05/2025 → Present
  Raymond James Financial Services, Inc.
  Tupelo, MS
• 05/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Tupelo, MS

Previous Registrations

• 2013-03-11 → 2025-05-02
  Lpl Financial Llc
  Tupelo, MS
  Pontotoc, MS
  Amory, MS
  Amory, MS
  Amory, MS
  Amory, MS

Other Businesses

(1)Name of Business: B and R Properties Address: 1529 Cliff Gookin Blvd, Tupelo, MS, 38801-6401, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/15/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: CCR Properties Address: 1529 Cliff Gookin Blvd, Tupelo, MS, 38801-6401, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 06/15/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: FTL Properties Address: 1355 Charleston Blvd, Tupelo, MS, 38801, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 06/25/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: No day to day responsibilities. It is a passive rental investment. (4)Name of Business: Jim Rose Investments Address: 1529 Cliff Gookin Blvd, Tupelo, MS, 38801-6401, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/01/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Jim Rose Investments is the LLC set up to capture business revenue and expenses relative to my partnership with Tony Gaines in Rose and Gaines Wealth Group.\n (5)Name of Business: Rose Address: 1529 Cliff Gookin Blvd, Tupelo, MS, 38801-6401, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 06/25/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage the assets in the Barbara Rose Irrevocable Trust.\n (6)Name of Business: Rose & Gaines Properties Address: 1529 Cliff Gookin Blvd, Tupelo, MS, 38801-6401, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 09/25/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tony Gaines (my Raymond James Wealth Group Partner) and I recently bought property that we plan to build our office in in the next couple of years. (7)Name of Business: Rose & Gaines Wealth Group Address: 1529 Cliff Gookin Blvd, Tupelo, MS, 38801-6401, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/01/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: 50% partnership with Tony Gaines in our Raymond James Independent office. Responsibility includes day to day management of client accounts as well as management of employees and expenses related to the business. (8)Name of Business: Rosey's Retreat at Sunset Beach Address: 1355 Charleston Blvd, Tupelo, MS, 38801, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/15/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Oversee a vacation rental property in Florida.

Exams

• S66 Uniform Combined State Law Examination
  2013-03-08

Other Names

• James Rose
• Jim Rose
• James F Rose