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Inactive

Brett Thomas Siegfried

Krilogy

St. Louis, MO

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Current Employers
Krilogy

275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-08-11
  • MO RA
    APPROVED
    Since 2024-08-11

Branch Locations

275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Krilogy Financial Llc St. Louis MO 12/2012 09/2019
Jpmorgan Chase Bank Na Clayton MO 09/2019 Present
Jpmorgan Securities Llc Clayton MO 09/2019 Present
Krilogy Financial Llc St. Louis MO 07/2024 Present
  • 12/2012 → 09/2019
    Krilogy Financial Llc
    St. Louis, MO
  • 09/2019 → Present
    Jpmorgan Chase Bank Na
    Clayton, MO
  • 09/2019 → Present
    Jpmorgan Securities Llc
    Clayton, MO
  • 07/2024 → Present
    Krilogy Financial Llc
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-10-11
S65 Uniform Investment Adviser Law Examination 2012-12-18
  • S63 Uniform Securities Agent State Law Examination
    2019-10-11
  • S65 Uniform Investment Adviser Law Examination
    2012-12-18
Other Names
  • Brett Siegfried

View on SEC IAPD

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