Ayodeji Ogundiya

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2019-06-03

IL RA
APPROVED

Since 2019-06-03

Branch Locations

500 W. 22Nd Street, Oak Brook, IL 60523-1955 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Inv	Dallas	TX	10/2011	03/2019
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	03/2019
Charles Schwab & Co., Inc.	Oak Brook	IL	03/2019	Present
Charles Schwab Bank	Oak Brook	IL	03/2019	Present

10/2011 → 03/2019

Fidelity Inv

Dallas, TX
07/2018 → 03/2019

Fidelity Personal And Workplace Advisors

Boston, MA
03/2019 → Present

Charles Schwab & Co., Inc.

Oak Brook, IL
03/2019 → Present

Charles Schwab Bank

Oak Brook, IL

Previous Registrations

2018-07-13 → 2019-03-06

Fidelity Personal And Workplace Advisors

Boston, MA
2015-03-17 → 2018-07-13

Strategic Advisers Llc

Westlake, TX

Highland Park, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-03
S63	Uniform Securities Agent State Law Examination	2013-06-07

S66 Uniform Combined State Law Examination

2015-03-03
S63 Uniform Securities Agent State Law Examination

2013-06-07

Other Names

Ayo Ogundiya
Ayo Ogundiya
Ayodeji Akinwunmi Ogundiya
Ayo Akinwunmi Ogundiya
Ayodeji Akinwunmi Ogundiya

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews