Marguerite Conroy Hodgkins

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-07-03
DC	RA	APPROVED	2014-10-15

MD RA
APPROVED

Since 2023-07-03
DC RA
APPROVED

Since 2014-10-15

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Wealth Management	Washington	DC	01/2013	Present

01/2013 → Present

Ubs Wealth Management

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-07

S66 Uniform Combined State Law Examination

2014-10-07

Designations

Other Names

Margeurite Karin Conroy
Marguerite Karin Conroy
Marguerite Conroy Hodgkins

View on SEC IAPD

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Other Offices

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3WIRE INVESTMENT · WASHINGTON, DC

LPL FINANCIAL LLC · WASHINGTON, DC

ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC

C5 CAPITAL USA LLC · WASHINGTON, DC

AEB CAPITAL · WASHINGTON, DC

DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC

A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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