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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-08-19 |
| TX | RA | APPROVED | 2020-08-19 |
Branch Locations
1510 Fashion Island Blvd Ste 380, San Mateo, CA 94404 • United States
Capitola, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services | St. Paul | MN | 01/2011 | 08/2020 |
| Minnesota Life Insurance Co. | St. Paul | MN | 01/2011 | 08/2020 |
| Sgc Financial | San Mateo | CA | 01/2011 | Present |
| Lpl Financial | San Mateo | CA | 08/2020 | Present |
1. 3/2010 - DBA for LPL Business (entity for LPL business) - SGC Financial & Insurance Services - Investment Related - San Mateo, CA 94404 2. 03/23/2022 - SageCrest Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 03/22/2022 - 160 Hours Per Month/40 Hours During Securities Trading. 3. 2/27/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance agent - Start Date - 08/19/2020 - 5 Hours Per Month/5 Hours During Securities Trading 4. 09/03/2024 - Outside/W-2 Employment - Not Investment Related - 1166 Avenue of the Americas, 9th Floor, New York, NY 10036 - Start Date 04/30/2024 - 5 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-28 |
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