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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-01-29 |
| TX | RA | APPROVED_RES | 2025-01-03 |
Branch Locations
875 15Th St Nw Floor 10, Washington, DC 20005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Mclean | VA | 10/2014 | 10/2024 |
| Pnc Investments | Mclean | VA | 10/2014 | 10/2024 |
| Jpmorgan Chase Bank, N.A. | Washington | DC | 11/2024 | Present |
| J.P. Morgan Securities Llc | Washington | DC | 11/2024 | Present |
| N/A--Self--Investment Properties | Mclean | VA | 07/2012 | Present |
Entity Name: N/A--Self--Investment Properties Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/01/2012 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My wife and I own 4 residential Investment properties that are leased with tenants. The addresses are in Vienna, VA, Lorton, VA and McLean, VA. Entity Name: Zenith Vending, LLC Investment related: No Address: https://zenithvending.com/ Nature of the other business: Vending Machines Position/Title/Relationship: Owner/Partner Start Date: 02/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will be a passive investor in this business. This business has 50 vending machine locations and approximately 100 machines. This owner is raising capital, so I will likely invest to have a stake, and I will provide the business with a personal loan to help with its expansion. I will not be involved in any of the day to day activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-03 |
| S65 | Uniform Investment Adviser Law Examination | 2007-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-19 |
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