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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-01-29
TX RA APPROVED_RES 2025-01-03
  • DC RA
    APPROVED
    Since 2025-01-29
  • TX RA
    APPROVED_RES
    Since 2025-01-03

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Mclean VA 10/2014 10/2024
Pnc Investments Mclean VA 10/2014 10/2024
Jpmorgan Chase Bank, N.A. Washington DC 11/2024 Present
J.P. Morgan Securities Llc Washington DC 11/2024 Present
N/A--Self--Investment Properties Mclean VA 07/2012 Present
  • 10/2014 → 10/2024
    Pnc Bank
    Mclean, VA
  • 10/2014 → 10/2024
    Pnc Investments
    Mclean, VA
  • 11/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Washington, DC
  • 11/2024 → Present
    Washington, DC
  • 07/2012 → Present
    N/A--Self--Investment Properties
    Mclean, VA
Previous Registrations
  • 2014-12-02 → 2018-12-06
    Mclean, VA
  • 2007-07-17 → 2013-08-14
    Bb&T Investment Services, Inc.
    Fredericksburg, VA
    Manassas, VA
    Woodbridge, VA
    Charlotte, NC
Other Businesses

Entity Name: N/A--Self--Investment Properties Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/01/2012 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My wife and I own 4 residential Investment properties that are leased with tenants. The addresses are in Vienna, VA, Lorton, VA and McLean, VA. Entity Name: Zenith Vending, LLC Investment related: No Address: https://zenithvending.com/ Nature of the other business: Vending Machines Position/Title/Relationship: Owner/Partner Start Date: 02/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will be a passive investor in this business. This business has 50 vending machine locations and approximately 100 machines. This owner is raising capital, so I will likely invest to have a stake, and I will provide the business with a personal loan to help with its expansion. I will not be involved in any of the day to day activities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-03
S65 Uniform Investment Adviser Law Examination 2007-07-16
S63 Uniform Securities Agent State Law Examination 2006-05-19
  • S66 Uniform Combined State Law Examination
    2025-01-03
  • S65 Uniform Investment Adviser Law Examination
    2007-07-16
  • S63 Uniform Securities Agent State Law Examination
    2006-05-19

View on SEC IAPD

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