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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David K. Nicholas Cpa | Bakersfield | CA | 01/2003 | Present |
| World Financial Group, Inc. | Modesto | CA | 08/2010 | Present |
| Transamerica Financial Advisors, Inc | Modesto | CA | 01/2012 | Present |
| Kern Leadership Alliance Services Inc. | Bakersfield | CA | 11/2012 | 09/2023 |
| Debtmerica | Santa Ana | CA | 10/2013 | 02/2023 |
| Donald E. Barnes | Bakersfield | CA | 07/2016 | 10/2017 |
| Stockdale Greens Homeowners Association Inc. | Bakersfield | CA | 09/2016 | 02/2023 |
| Mexicali, Inc. | Bakersfield | CA | 08/2017 | 07/2018 |
| Rx.GOlf Llc | Nashville | TN | 05/2019 | 05/2019 |
| College Loan Freedom | Henderson | NV | 02/2021 | 09/2023 |
| Covenant Community Services Inc. | Bakersfield | CA | 10/2023 | Present |
| Net Law Inc. | Louisville | KY | 07/2024 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. DAVID K. NICHOLAS CPA/NO/131 STOCKDALE CIRCLE BAKERSFIELD CA 93309/1/01/2003/CPA/ACCOUNTING AND TAX PREPARATION/20/0/I DO ABOUT 10-12 TAX RETURNS PER YEAR WHICH INCLUSED SOME ACCOUNTING WORK COVENANT COMMUNITY SERVICES INC. POSITION: Board Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 1700 N. Chester Avenue, Bakersfield CA 93308, United States DESCRIPTION: Attend Semi-monthly Board meeting and counsel Executive Director on business activities. This is non-paid position. NET LAW INC. POSITION: None NATURE: Retail INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/31/2024 ADDRESS: 12910 Shelbyville Road, Suite 124, Louisville KY 40243, United States DESCRIPTION: I refer clients to the Net Law service to prepare Wills and/or Revocable Living Trusts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-23 |
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