Brock James Norton

Current Employers

Employment History

• 07/2010 → Present
  Central Financial Group
  W Des Moines, IA
• 12/2010 → 01/2017
  Ameritas Investment Corp
  Lincoln, NE
• 01/2017 → 11/2018
  Sii
  Fort Dodge, IA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Fort Dodge, IA

Previous Registrations

• 2017-01-17 → 2018-11-02
  Signator Investors, Inc.
  Algona, IA
  Boston, MA
  Algona, IA
  Fort Dodge, IA
  Johnston, IA
• 2016-01-11 → 2017-02-01
  Ameritas Investment Company, Llc
  W Des Moines, IA
  Spirit Lake, IA
  Huxley, IA
  Fort Dodge, IA

Other Businesses

1) CENTRAL FINANCIAL GROUP; SAME AS BRANCH; INV REL; SELLING PRODUCTS; AGENT; START DATE=07/2010; HRS/MO=50; TRADING HRS/MO=40; SELL PRODUCTS AND ASSIST IN RUNNING FORT DODGE OFFICE * Building Owner; 301 S 25th St, Fort Dodge IA 50501; non-inv rel; rental property; Partner; start date=01/2014; hrs/mo=0; trading hrs/mo=0; no duties; I own land in southern Iowa with my dad that we receive cash rent payments on yearly. 2) REALTY GROUP FORT DODGE, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 301 South 25th Street, Fort Dodge IA 50501, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 3) REALTY GROUP ALGONA, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 111 E. Call Street, Algona IA 50511, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 4) REALTY GROUP, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 5700 Merle Hay Road, Johnston IA 50131, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 5) NORTON LAND POSITION: Owner NATURE: Just own some land, not in an entity. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2014 ADDRESS: 2988 132nd Ct, Urbandale IA 50323, United States DESCRIPTION: Just own the land.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-22
• S63 Uniform Securities Agent State Law Examination
  2011-02-03

Other Names

• Brock Norton