Quentin Xavier Sampson

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2015-06-05

IN RA
APPROVED

Since 2015-06-05

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Indianapolis	IN	06/2014	Present

06/2014 → Present

Charles Schwab & Co., Inc.

Indianapolis, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-05
S63	Uniform Securities Agent State Law Examination	2011-03-17

S66 Uniform Combined State Law Examination

2015-06-05
S63 Uniform Securities Agent State Law Examination

2011-03-17

View on SEC IAPD

Employer firm

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

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