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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

300 Corporate Pkwy Suite 210N, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Amherst NY 11/2009 Present
Mml Investors Services Amherst NY 12/2010 Present
  • 11/2009 → Present
    Massachusetts Mutual Life Insurance Company
    Amherst, NY
  • 12/2010 → Present
    Mml Investors Services
    Amherst, NY
Other Businesses

(1)Name:Alexei V Heringer, Inv Rel: Y Addr:300 Corporate Parkway Suite 210 N Amherst NY 14226, Nature:life, Position:agent, Start:2016, No hr/mo:2 No hr/mo dur trading:0. (2)Name: AJH Real Estate Properties LLC, Inv Rel: Y Addr: Tonawanda NY Nature: Rental Income, Position: CEO/Founder , Start: 5/6/23, No Hr/Mo:2 No Hr/Mo Dur Trading:0, Duties:2

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-09-01
  • S63 Uniform Securities Agent State Law Examination
    2011-09-01
Other Names
  • Alexei Heringer

View on SEC IAPD

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