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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-03-13 |
Branch Locations
1065 Andrew Drive, West Chester, PA 19380 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-07-08 |
Branch Locations
1065 Andrew Drive, West Chester, PA 19380 • United States
200 Gibraltar Rd Suite 115, Horsham, PA 19044 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2011 | 02/2019 |
| Northwestern Mutual Investment Services, Llc | Wilkes Barre | PA | 07/2011 | 02/2019 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 02/2019 |
| Unemployed | Dunmore | PA | 02/2019 | 06/2019 |
| Lpl Financial Llc | Horsham | PA | 06/2019 | Present |
| Wealthcare Advisory Partners Llc Dba Secure Planning Group | Horsham | PA | 06/2019 | Present |
1. 6/17/2019 - Secure Planning Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/17/2019 - Coastal Insurance Consulting - Investment Related - 1715 Adams Ave, Dunmore, PA 18509 - Insurance Agency - Started 6/1/2012 - 5 Hours Per Month/1 Hour During Securities Trading - Time Spent 5%. 3. 7/10/2019 - Wealthcare Advisory Partners, LLC - DBA: (Hybrid) Secure Planning Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 5/23/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 4. 7/10/2019 - Wealthcare Advisory Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 5/23/2019 - 80 Hours Per Month During Securities Trading - Time Spent 50% time spent - I provide investment advisory services through Wealthcare Advisory Partners, LLC, an independent investment advisor firm. I started this business activity in 05/2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 02/16/2024 - Soloff Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/13/2024 - 5 Hrs/mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-21 |
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