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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2017-11-02 |
| TX | RA | APPROVED | 2017-11-01 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
5130 Masthead St. Suite C, Albuquerque, NM 87109 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Albuquerque | NM | 10/2010 | 11/2017 |
| Davis Advisory Group | Albuquerque | NM | 01/1993 | Present |
| Kestra Investment Services, Llc | Albuquerque | NM | 11/2017 | Present |
| Kestra Advisory Services, Llc | Albuquerque | NM | 11/2017 | Present |
Business Name: Davis Advisory Group, LLC Investment Related: Yes Address: 100 Sun Ave. NE Suite 204 Albuquerque NM 87109 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Manager, Member of Davis Advisory Group, LLC IAR and Insurance Agent Start Date: 11/1/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Developing financial plans, managing client investment accounts, and developing and selling insurance plans including life insurance, long term care, fixed annuities and Medicare SupplementsBusiness Name: KestraAdvisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 11/1/2017 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Investment Advisory Representative offering financial planning and fee based managed accounts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-24 |
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