Carlos Emmanuel Salmon

Current Employers

Employment History

• 10/2012 → 08/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Farmington, CT
• 12/2012 → 08/2017
  Bank Of America, N.A.
  Farmington, CT
• 01/2018 → 07/2018
  Key Investment Services Llc
  Manchester, CT
• 08/2017 → 01/2018
  Unemployed
  Wethersfield, CT
• 04/2020 → 05/2020
  Mass Mutual Life Insurance Company
  Glastonbury, CT
• 04/2020 → 05/2020
  Mml Investors Services
  Glastonbury, CT
• 07/2018 → 03/2020
  Key Private Bank
  Manchester, CT
• 05/2020 → 11/2021
  Stratos Wealth Advisors, Llc
  East Hartford, CT
• 11/2021 → 11/2023
  Cic Wealth, Llc
  East Hartford, CT
• 04/2020 → Present
  Kyros Consulting
  Avon, CT
• 11/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2023 → Present
  Cetera Investment Advisers Llc
  Schaumberg, IL

Previous Registrations

• 2022-01-06 → 2023-11-17
  Cic Wealth, Llc
  Rocky Hill, CT
  Rockville, MD
• 2020-05-18 → 2021-12-16
  Stratos Wealth Advisors Llc
  East Hartford, CT
  Newington, CT
  Rocky Hill, CT
• 2018-01-17 → 2018-07-13
  Key Investment Services Llc
  West Springfield, MA
  East Hartford, CT
  Manchester, CT
  Manchester, CT
  Manchester, CT
• 2012-10-29 → 2017-08-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hartford, CT
  Hartford, CT
  Springfield, MA
  Farmington, CT
  Springfield, MA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2012 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 0 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE 2. NAME OF OTHER BUSINESS: HEBREW SENIOR CARE INVESTMENT RELATED: NO ADDRESS: ONE ABRAHMS BLVD WEST HARTFORD, CT NATURE OF BUSINESS: HEALTHCARE START DATE: 01/2021 POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: I'M ON THE FINANCE COMMITTEE. WE REVIEW THE FINANCIALS FOR THIS ORGANIZATION AND MAKE SURE THE ORGANIZATION RUNS IN AN EFFICIENT MANNER. 3. NAME OF OTHER BUSINESS: KYROS CONSULTING INVESTMENT RELATED: YES ADDRESS: AVON, CT NATURE OF BUSINESS: CONSULTING START DATE: 04/2020 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TENNIS LESSONS, PAID SPEAKING ENGAGEMENTS, AND GENERAL CONSULTING ENGAGEMENTS. 4. NAME OF OTHER BUSINESS: WOOSTER SQUARE ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 11/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 5. NAME OF OTHER BUSINESS: CARLOS SALMON; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 02/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6. NAME OF OTHER BUSINESS: FINANCIAL PLANNING ASSOCIATION OF CONNECTICUT; INVESTMENT RELATED: NO; ADDRESS: 175 SOUTH END ROAD, STE UNIT A2, EAST HAVEN, CT 06512; NATURE OF BUSINESS: BOARD; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: DIRECTOR, PROGRAMS CO-CHAIR; APX NUMBER OF HOURS PER WEEK: 2.5; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PARTICIPATE IN BOARD MEETINGS, VOTING ON KEY MATTERS, SUPPORTING THE CHAPTER'S MISSION, AND ENSURING COMPLIANCE WITH FPA BYLAWS AND STATE REQUIREMENTS;

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-11-28
• S66 Uniform Combined State Law Examination
  2012-10-26

Designations

Other Names

• Carlos Salmon