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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-12-07
  • FL RA
    APPROVED
    Since 2018-12-07

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Safety Harbor, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Associates St. Petersburg, Fl FL 02/2016 11/2018
Raymond James Financial Services,Inc Saint Petersburg FL 11/2018 Present
Raymond James Financial Services Advisors Inc. Saint Petersburg FL 11/2018 Present
Innovatier Inc. Safety Harbor FL 03/2025 Present
  • 02/2016 → 11/2018
    Raymond James Associates
    St. Petersburg, Fl, FL
  • 11/2018 → Present
    Raymond James Financial Services,Inc
    Saint Petersburg, FL
  • 11/2018 → Present
    Saint Petersburg, FL
  • 03/2025 → Present
    Innovatier Inc.
    Safety Harbor, FL
Previous Registrations
Other Businesses

(1) Name of Business: 3 Littles & Loaves Address: 56 Bishop Creek Drive, Safety Harbor, FL, 34695, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/03/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist my wife with bookkeeping and business advice. (2) Name of Business: Innovatier Inc. Address: 56 Bishop Creek Drive, Safety Harbor, FL, 34695, United States Activity Type: Part-Time Activity/Employment Position/Title: Officer - President Investment Related: No Start Date: 02/28/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Annual accounting and quarterly updates for shareholders

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-09
  • S66 Uniform Combined State Law Examination
    2015-06-09
Other Names
  • Alexander Keim
  • Alex Keim
  • Alex James Keim
  • Alexander James Keim

View on SEC IAPD

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