Robert John Stern

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1986 → Present
  Stern, Kory, Sreden, & Morgan, Aac
  San Fernando, CA
• 10/1998 → 09/2025
  Avantax Investment Services, Inc.
  Stevenson Ranch, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Stevenson Ranch, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2001-10-09 → 2025-09-05
  Avantax Advisory Services
  Stevenson Ranch, CA

Other Businesses

1) Stern, Kory, Sreden & Morgan 24961 The Old Road~Stevenson Ranch~CA~91381~Tax Preparation/Accounting~Tax Preparation/Accounting~5/1/2000~200hrs~150hrs~Management 2) Robert Stern 24961 The Old Road~Stevenson Ranch~CA~91381~Independent Insurance Agent~Owner/Sole Proprietor~3/31/2003~0hrs~0hrs~self employed/fixed annuities 3) HMNMH FOUNDATION POSITION: Treasurer NATURE: Henry Mayo Newhall Memorial Hospital Foundation Board member. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022; 23845 McBean Pkwy, Valencia CA 91355; Attend monthly meetings. Approve budgets and meeting minutes. Approve funding for various hospital projects and equipment. 4)NEWHALL ROTARY COMMUNITY FOUNDATION POSITION: Treasurer NATURE: Fundraising arm of the Newhall Rotary Club. The Club raises money for local charities and the foundation manages the funds. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 24961 The Old Road, 2nd Floor, Stevenson Ranch CA 91381, United States DESCRIPTION: Annual meeting to determine charities to support.Prepare checks for signature and distribution.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-07
• S63 Uniform Securities Agent State Law Examination
  1999-01-12

Other Names

• Robert John Stern