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Joseph John Mandujano

LPl Financial LLC

Stevenson Ranch, CA

Burbank, CA

Porter Ranch, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-29
  • CA RA
    APPROVED
    Since 2022-04-29

Branch Locations

25945 The Old Rd, Stevenson Ranch, CA 91381 • United States

100 N. 1St Street, Burbank, CA 91505 • United States

19765 Rinaldi St Suite B, Porter Ranch, CA 91326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 10/2016 12/2017
Investors Capital Corp. Lynnfield MA 08/2015 10/2016
Cuna Brokerage Services, Inc. Waverly IA 01/2018 04/2022
Heritage Fcu Newburgh IN 01/2018 04/2022
Logix Federal Credit Union Burbank CA 04/2022 Present
Lpl Financial Llc Burbank CA 04/2022 Present
  • 10/2016 → 12/2017
    Cetera Advisors Llc
    Denver, CO
  • 08/2015 → 10/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 01/2018 → 04/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 01/2018 → 04/2022
    Heritage Fcu
    Newburgh, IN
  • 04/2022 → Present
    Logix Federal Credit Union
    Burbank, CA
  • 04/2022 → Present
    Lpl Financial Llc
    Burbank, CA
Previous Registrations
  • 2018-01-16 → 2022-04-19
    Cuna Brokerage Services, Inc.
    Evansville, IN
    Newburgh, IN
    Evansville, IN
  • 2016-10-03 → 2017-12-31
    Cetera Advisors Llc
    Simi Valley, CA
  • 2015-08-19 → 2016-10-03
    Investors Capital Corp.
    Simi Valley, CA
    Simi Valley, CA
    Lynnfield, MA
    Lynnfield, MA
  • 2012-11-21 → 2015-08-11
    Invest Financial Corporation
    Burbank, CA
    Newbury Park, CA
    Westlake Village, CA
    Thousand Oaks, CA
Other Businesses

1)4/2022- Logix Financial Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-16
S63 Uniform Securities Agent State Law Examination 1999-11-18
  • S65 Uniform Investment Adviser Law Examination
    2012-11-16
  • S63 Uniform Securities Agent State Law Examination
    1999-11-18

View on SEC IAPD

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Other Investors

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TONY WAN KIM
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Nicolas Antonio Cardenas
TAMMY ANN HOSPODAR

Other Offices

J.P. MORGAN SECURITIES LLC · STEVENSON RANCH, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Stevenson Ranch, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Valencia, CA
EDWARD JONES · VALENCIA, CA
CETERA INVESTMENT ADVISERS LLC · Valencia, CA
OWLSENSE WEALTH & LEGACY ADVISORS LLC · STEVENSON RANCH, CA
CRUX WEALTH ADVISORS · Stevenson Ranch, CA
NEWEDGE ADVISORS · Stevenson Ranch, CA

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