Li Yang Lee

Current Employers

Employment History

• 05/2010 → Present
  Wfg
  Mountain View, CA
• 10/2005 → Present
  Rental Property
  Saratoga, CA
• 09/2011 → 10/2020
  Aez Realty
  Sunnyvale, CA
• 01/2012 → 10/2018
  Transamerica Financial Advisors, Inc.
  Mountain View, CA
• 08/2013 → 10/2020
  Ping An Group, Inc Ping An Insurance Center
  El Monte, CA
• 01/2012 → 09/2020
  Unemployed
  San Mateo, CA
• 09/2020 → Present
  Quantum Ai Fin & Ins Agency
  San Mateo, CA
• 10/2020 → Present
  The Leaders Group, Inc.
  Littleton, CO

Previous Registrations

• 2012-01-19 → 2018-10-25
  Transamerica Financial Advisors, Llc
  San Jose, CA

Other Businesses

1.) QUANTUM AI FINANCIAL & INSURANCE AGENCY - 9/3/2020 - 2955 Campus Drive, Suite 110, San Mateo, CA 94403 - Sales Agent, Sales, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) UNITED HEALTH CARE - 7/1/2015 - 30 W Valley Blvd, #101, Alhambra, CA 91801 - Sales Agent, Solicit potential prospects who are with age 65 or older to enroll in the Medicare advantage or supplement, Not Invt Rel, Insurance business, 8 hrs/mo; 4 hrs/mo (during trading hours). 3.) ANTAI INSURANCE - 12/1/2012 - 9660 Flair Drive, Suite 468, El Monte, CA 91713 - Sales Agent, Solicit prospects who need auto or home insurance, Not Invt Rel, Auto and home insurance business, 8 hrs/mo; 4 hrs/mo (during trading hours). 4.) GOODVIEW REALTY - 7/28/2020 - 2350 Mission College Blvd, Study Room 1, Santa Clara, CA 95054 - Sales Agent, Solicit potential prospects to buy or sell their residential properties, Not Invt Rel, Real estate business, 8 hrs/mo; 3 hrs/mo (during trading hours). 5.) TLG ADVISORS INC - 10/12/2020 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 6.) HEALTH TRUST FINANCIAL - 11/17/2020 - 2000 Berryhill Rd. Montgomery, AL. 36117 - Sales Agent, Provide health converge thru Medishare for the Christian members, Not Invt Rel, Insurance Business, 8 hrs/mo (during trading hours). 7.) JAR INSURANCE SERVICES - 09/15/2022 - 20065 Glasgow Dr., Saratoga, CA 95070 - Sales Agent, Solicits prospects that who need medigap insurance, Not Invt. Rel, Insurance business, 5 hrs/mo; 0 hrs/mo (during trading hours). 8.) ACN OPPORTUNITY LLC - 11/17/2022 - 1000 Progress Pl., Concord, NC 28025 - Part Time, help clients get insured on health share plan, Not Invt Rel, Insurance business, 8 hrs/mo; 0 hrs/mo (during trading hours). 9.) 4DS MEMORY - 6/27/2023 - 3155 Skyway Court, Fremont, CA 94539 - Test Engineering Consultant, developing test program, not inv't related, high tech company in developing the new resistive memory, 8 hrs/mo; 0 hrs/mo (during trading hours). 10.) AMERICAN FINANCIAL ALLIANCE - 12/24/2024 - 780 Roosevelt, Irvine, CA 92620 - Solicit clients to attend the education class, To help client understand the importance of the financial literacy and planning through educations. To provide solutions according to the client needs. Not Invt Rel., 10 hrs/mo; 0 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-08-11
• S63 Uniform Securities Agent State Law Examination
  2011-02-17