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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-28 |
| NY | RA | APPROVED | 2021-05-18 |
Branch Locations
507 Plum Street Suite 200, Syracuse, NY 13204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Syracuse | NY | 06/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2011 | Present |
1. Board Member - President, The Great Mexico Chamber of Commerce - Mexico, NY, Since 04/2024, 4 hours, month. 2. Administrator or executor of an estate or trustee of a trust for a non-family or family member (revised 10/10/2015).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-21 |
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