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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-29
  • CA RA
    APPROVED
    Since 2025-09-29

Branch Locations

515 Marin Street Suite 408, Thousand Oaks, CA 91360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Sherman Oaks CA 06/2017 08/2017
World Financial Group, Inc. Sherman Oaks CA 12/2009 08/2017
Axa Advisors, Llc New York NY 09/2017 06/2019
Pruco Securities Llc Sherman Oaks CA 06/2020 08/2020
Homemaker Newbury Park CA 06/2019 06/2020
The Prudential Insurance Company Of America Sherman Oaks CA 07/2020 08/2020
H&R Block Moorpark CA 01/2020 04/2024
Retired Newbury Park CA 04/2024 08/2025
Wfgia Thousand Oaks CA 08/2025 Present
Transamerica Financial Advisors Thousand Oaks CA 09/2025 Present
  • 06/2017 → 08/2017
    Transamerica Financial Advisors, Inc
    Sherman Oaks, CA
  • 12/2009 → 08/2017
    World Financial Group, Inc.
    Sherman Oaks, CA
  • 09/2017 → 06/2019
    Axa Advisors, Llc
    New York, NY
  • 06/2020 → 08/2020
    Sherman Oaks, CA
  • 06/2019 → 06/2020
    Homemaker
    Newbury Park, CA
  • 07/2020 → 08/2020
    The Prudential Insurance Company Of America
    Sherman Oaks, CA
  • 01/2020 → 04/2024
    H&R Block
    Moorpark, CA
  • 04/2024 → 08/2025
    Retired
    Newbury Park, CA
  • 08/2025 → Present
    Wfgia
    Thousand Oaks, CA
  • 09/2025 → Present
    Transamerica Financial Advisors
    Thousand Oaks, CA
Previous Registrations
Other Businesses

Sales of Insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-12-08
S66 Uniform Combined State Law Examination 2012-01-12
  • S63 Uniform Securities Agent State Law Examination
    2025-12-08
  • S66 Uniform Combined State Law Examination
    2012-01-12
Designations
Other Names
  • Olaf B Kinstler

View on SEC IAPD

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