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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-29 |
Branch Locations
515 Marin Street Suite 408, Thousand Oaks, CA 91360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Sherman Oaks | CA | 06/2017 | 08/2017 |
| World Financial Group, Inc. | Sherman Oaks | CA | 12/2009 | 08/2017 |
| Axa Advisors, Llc | New York | NY | 09/2017 | 06/2019 |
| Pruco Securities Llc | Sherman Oaks | CA | 06/2020 | 08/2020 |
| Homemaker | Newbury Park | CA | 06/2019 | 06/2020 |
| The Prudential Insurance Company Of America | Sherman Oaks | CA | 07/2020 | 08/2020 |
| H&R Block | Moorpark | CA | 01/2020 | 04/2024 |
| Retired | Newbury Park | CA | 04/2024 | 08/2025 |
| Wfgia | Thousand Oaks | CA | 08/2025 | Present |
| Transamerica Financial Advisors | Thousand Oaks | CA | 09/2025 | Present |
Sales of Insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-12-08 |
| S66 | Uniform Combined State Law Examination | 2012-01-12 |
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