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Alexander James Lingham

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 5864013

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-01-29
TX RA APPROVED_RES 2025-01-16
  • AZ RA
    APPROVED
    Since 2025-01-29
  • TX RA
    APPROVED_RES
    Since 2025-01-16

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc Scottsdale AZ 11/2010 10/2020
Sgal Enterprise, Llc Chandler AZ 08/2014 Present
Infosys Tempe AZ 10/2020 11/2024
The Vanguard Group, Inc. Scottsdale AZ 11/2024 Present
  • 11/2010 → 10/2020
    The Vanguard Group, Inc
    Scottsdale, AZ
  • 08/2014 → Present
    Sgal Enterprise, Llc
    Chandler, AZ
  • 10/2020 → 11/2024
    Infosys
    Tempe, AZ
  • 11/2024 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: SGAL ENTERPRISE, LLC NON-INVESTMENT RELATED ADDRESS: CHANDLER, AZ NATURE OF BUSINESS: COSMETIC PRODUCTS POSITION: OWNER START DATE: 08/2014 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BOOKEEPING, AND TAXES. NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: GILBERT, AZ NATURE OF BUSINESS: RENTAL PROPERTY POSITION: OWNER / CONTRACTED WITH AIRBNB START DATE: 3/2023 APPROXIMATE HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LANDLORD DUTIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-14
S63 Uniform Securities Agent State Law Examination 2010-12-29
  • S66 Uniform Combined State Law Examination
    2025-01-14
  • S63 Uniform Securities Agent State Law Examination
    2010-12-29
Other Names
  • Alex James Lingham
  • Alexander J Lingham
  • Alexander Lingham
  • Alex J Lingham
  • Alex Lingham

View on SEC IAPD

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