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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-13
  • NJ RA
    APPROVED
    Since 2024-08-13

Branch Locations

48 Spruce St, Oakland, NJ 07436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Oakland NJ 11/2010 Present
Primerica Financial Services Oakland NJ 12/2008 Present
Icbc New York NY 02/2006 Present
  • 11/2010 → Present
    Oakland, NJ
  • 12/2008 → Present
    Primerica Financial Services
    Oakland, NJ
  • 02/2006 → Present
    Icbc
    New York, NY
Other Businesses

SALES OF INVESTMENT-RELATED PRODUCTS; PART-TIME OR FULL-TIME, FOR COMPANIES AFFILIATED WITH PFS INVESTMENTS INC. I MAY ALSO RECEIVE NON-INVESTMENT RELATED COMPENSATION FROM PRIMERICA MORTGAGE, LLC FOR THE SALE OF LOAN PRODUCTS AND/OR PRIMERICA CLIENT SERVICES, INC. (A CO-LOCATED AFFILIATE OF PFS INVESTMENTS INC.) FOR PART-TIME REFERRALS OF HOME SECURITY AND AUTOMATION PRODUCTS, AS WELL AS OTHER HOME RELATED SERVICES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-18
S63 Uniform Securities Agent State Law Examination 2011-08-15
  • S65 Uniform Investment Adviser Law Examination
    2024-07-18
  • S63 Uniform Securities Agent State Law Examination
    2011-08-15
Other Names
  • Malcolm Bede Lett

View on SEC IAPD

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