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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-03-06 |
| TX | RA | APPROVED | 2023-03-06 |
Branch Locations
8400 E. Prentice Avenue Suite 808, Greenwood Village, CO 80111 • United States
Aurora, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates | Greenwood Village | CO | 08/2013 | 03/2023 |
| Raymond James Financial Services, Inc. | Greenwood Village | CO | 03/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Greenwood Village | CO | 03/2023 | Present |
(1)Name of Business: Fortner Cannon Group Address: 8400 E Prentice Ave Ste 808, Greenwood Village, CO, 80111-2920, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - CEO, Officer - President Investment Related: No Start Date: 03/06/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA for Raymond James ICD
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-23 |
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