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Joshua Hayes Foy

Wells Fargo Clearing Services, LLC

Alpharetta, GA

Atlanta, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-19
GA RA APPROVED 2025-03-12
  • TX RA
    APPROVED_RES
    Since 2025-03-19
  • GA RA
    APPROVED
    Since 2025-03-12

Branch Locations

2520 Northwinds Pkwy Ste 200 Two Northwinds Center, Alpharetta, GA 30009 • United States

3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 11/2014 01/2025
Wells Fargo Clearing Services, Llc ( Atlanta GA 01/2025 Present
Previous Registrations
  • 2014-11-17 → 2023-01-10
    Ubs Financial Services Inc.
    Atlanta, GA
  • 2013-11-14 → 2014-11-10
    Harrisdirect Llc
    Arlington, VA
  • 2011-01-04 → 2011-12-31
    Edward Jones
    Maryland Heights, MO
    Miami Beach, FL
    Maryland Heights, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-03-07
S66 Uniform Combined State Law Examination 2010-12-31
  • S63 Uniform Securities Agent State Law Examination
    2025-03-07
  • S66 Uniform Combined State Law Examination
    2010-12-31
Other Names
  • Joshua H Foy

View on SEC IAPD

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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
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