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Ryan Bradley Williams

LPl Financial LLC

Rockport, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-11
  • TX RA
    APPROVED
    Since 2024-03-11

Branch Locations

2808 Traylor Blvd., Rockport, TX 78382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nfp Retirement, Inc. Aliso Viejo CA 07/2014 03/2024
Kestra Investment Services, Llc Austin TX 08/2014 03/2024
Lpl Financial Llc Rockport TX 03/2024 Present
  • 07/2014 → 03/2024
    Nfp Retirement, Inc.
    Aliso Viejo, CA
  • 08/2014 → 03/2024
    Kestra Investment Services, Llc
    Austin, TX
  • 03/2024 → Present
    Rockport, TX
Previous Registrations
  • 2014-08-20 → 2024-03-11
    San Antonio, TX
    Aliso Viejo, CA
    Red Rock, TX
    Bastrop, TX
    Rockport, TX
  • 2013-09-30 → 2016-03-26
    Direct File Feed
    Austin, TX
Other Businesses

1- 02/2024 / Field Guide Financial / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 02/2024 / RYAN B WILLIAMS ART / Business Owner / Not Investment Related / 20-40 hrs mth / 0 hrs during trading / Start date: 06/01/2022 3- 02/2024 / Ryan Williams Insurance / Non-Variable Insurance / Investment Related / 4 ths mth / 1 hr during trading / Start date: 03/11/2024 4- 10/09/2024 - Bull Moose Capital LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 09/02/2024 - 8 Hours Per Month/ 2 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-28
S63 Uniform Securities Agent State Law Examination 2011-10-18
  • S65 Uniform Investment Adviser Law Examination
    2013-09-28
  • S63 Uniform Securities Agent State Law Examination
    2011-10-18
Designations

View on SEC IAPD

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