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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nfp Retirement, Inc. | Aliso Viejo | CA | 07/2014 | 03/2024 |
| Kestra Investment Services, Llc | Austin | TX | 08/2014 | 03/2024 |
| Lpl Financial Llc | Rockport | TX | 03/2024 | Present |
1- 02/2024 / Field Guide Financial / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2- 02/2024 / RYAN B WILLIAMS ART / Business Owner / Not Investment Related / 20-40 hrs mth / 0 hrs during trading / Start date: 06/01/2022 3- 02/2024 / Ryan Williams Insurance / Non-Variable Insurance / Investment Related / 4 ths mth / 1 hr during trading / Start date: 03/11/2024 4- 10/09/2024 - Bull Moose Capital LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 09/02/2024 - 8 Hours Per Month/ 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-18 |
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