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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-05
NE RA APPROVED 2021-05-26
  • TX RA
    APPROVED_RES
    Since 2022-07-05
  • NE RA
    APPROVED
    Since 2021-05-26

Branch Locations

700 N Lincoln Avenue, York, NE 68467 • United States

2205 N 6Th Street, Beatrice, NE 68310 • United States

6600 S. 27Th Street, Lincoln, NE 68512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Omaha NE 10/2015 03/2017
New York Life Insurance Co Omaha NE 09/2015 03/2017
Eagle Strategies Llc Omaha NE 03/2016 03/2017
Td Ameritrade, Inc. Omaha NE 03/2017 05/2021
Raymond James Financial Services, Inc. Lincoln NE 05/2021 Present
Raymond James Financial Services Advisors, Inc. Lincoln NE 05/2021 Present
Fnbo Lincoln NE 06/2021 Present
Lincoln Christian School Lincoln NE 03/2025 Present
  • 10/2015 → 03/2017
    Nylife Securities Llc
    Omaha, NE
  • 09/2015 → 03/2017
    New York Life Insurance Co
    Omaha, NE
  • 03/2016 → 03/2017
    Eagle Strategies Llc
    Omaha, NE
  • 03/2017 → 05/2021
    Td Ameritrade, Inc.
    Omaha, NE
  • 05/2021 → Present
    Raymond James Financial Services, Inc.
    Lincoln, NE
  • 05/2021 → Present
    Lincoln, NE
  • 06/2021 → Present
    Fnbo
    Lincoln, NE
  • 03/2025 → Present
    Lincoln Christian School
    Lincoln, NE
Previous Registrations
  • 2017-04-04 → 2020-08-04
    Td Ameritrade, Inc.
    Omaha, NE
    Lincoln, NE
    Omaha, NE
  • 2017-04-04 → 2020-08-04
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Lincoln,, NE
    Omaha, NE
  • 2011-10-25 → 2013-12-03
    Granger, IN
Other Businesses

(1)Name of Business: Address: 12303 NE-1, Weeping Water, NE, 68463, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/13/2023 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife is inheriting a rental property. I will be involved in the rehab/renovation of the property and general ongoing maintenance of said property as needed. (2) Name of Business: First Investments and Planning Address: 6600 S 27th St, Lincoln, NE, 68512, United States Activity Type: Support Company - Non-Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/31/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investments Advisor and Financial Planning

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-31
  • S66 Uniform Combined State Law Examination
    2017-03-31
Other Names
  • Dan Holden
  • Daniel L Holden

View on SEC IAPD

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