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Brian Christopher Way

Usi Securities, Inc.

Concord, CA

Glastonbury, CT

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Current Employers
Usi Securities, Inc.

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-08
  • CA RA
    APPROVED
    Since 2024-01-08

Branch Locations

1001 Galaxy Way Ste 300, Concord, CA 94520 • United States

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2010 Present
Northwestern Mutual Investment Services, Llc San Francisco CA 09/2011 Present
Mutual Of America Life Insurance Company Walnut Creek CA 09/2015 Present
Mutual Of America Securities Llc Walnut Creek CA 09/2015 Present
Usi Consulting Group Glastonbury CT 12/2022 Present
Usi Securities Glastonbury CT 12/2022 Present
  • 11/2010 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2011 → Present
    Northwestern Mutual Investment Services, Llc
    San Francisco, CA
  • 09/2015 → Present
    Mutual Of America Life Insurance Company
    Walnut Creek, CA
  • 09/2015 → Present
    Mutual Of America Securities Llc
    Walnut Creek, CA
  • 12/2022 → Present
    Usi Consulting Group
    Glastonbury, CT
  • 12/2022 → Present
    Usi Securities
    Glastonbury, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-08
S63 Uniform Securities Agent State Law Examination 2012-01-30
  • S65 Uniform Investment Adviser Law Examination
    2024-01-08
  • S63 Uniform Securities Agent State Law Examination
    2012-01-30

View on SEC IAPD

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EDWARD JONES
PFS INVESTMENTS INC.
D & T FINANCIAL ADVISORS, INC.

Other Investors

MICHAEL KIM
JOHN ALLEN BUCHANAN
BRADLEY ALLEN
JASON ELLIOT CADELL
DYLAN ALEXANDER SCHLOTT
JENNIFER LINDA ADAMS
Joseph Patrick Condon
KEITH DAVID STEMPEL

Other Offices

ASSETMARK, INC. · CONCORD, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CONCORD, CA
INVESTMENT GROWTH MANAGEMENT, INC · Concord, CA
WELLS FARGO CLEARING SERVICES, LLC · CONCORD, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CONCORD, CA
TECHFELLOWS MANAGEMENT, LLC · CONCORD, CA
EDWARD JONES · Concord, CA
PFS INVESTMENTS INC. · CONCORD, CA

More in Concord, CA

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