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Frederick Charles Leonard

Janney Montgomery Scott LLC

Mystic, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-03-01
TX RA APPROVED 2019-03-01
  • CT RA
    APPROVED
    Since 2019-03-01
  • TX RA
    APPROVED
    Since 2019-03-01

Branch Locations

60 Willow Street Suite 101, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Mystic CT 08/2014 11/2016
Wells Fargo Clearing Services, Llc Mystic CT 11/2016 02/2019
Janney Montgomery Scott Inc. Mystic CT 03/2019 Present
Abbotts Lobster In The Rough Noank CT 05/2020 Present
  • 08/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Mystic, CT
  • 11/2016 → 02/2019
    Wells Fargo Clearing Services, Llc
    Mystic, CT
  • 03/2019 → Present
    Janney Montgomery Scott Inc.
    Mystic, CT
  • 05/2020 → Present
    Abbotts Lobster In The Rough
    Noank, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-31
  • S66 Uniform Combined State Law Examination
    2013-12-31
Other Names
  • Charlie Leonard

View on SEC IAPD

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TIMOTHY DONALD BRODERICK

Other Offices

NEBRODI PARTNERS, LLC · HARTFORD, CT
MORGAN STANLEY · Hartford, CT
ERNST & YOUNG INVESTMENT ADVISERS LLP · HARTFORD, CT
ROCKEFELLER FINANCIAL LLC · Hartford, CT
BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
BRADLEY FOSTER & SARGENT INC · Hartford, CT

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