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Brian Richard Bronk

LPl Financial LLC

Gig Harbor, WA

CRD 5860783

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-06-28
  • WA RA
    APPROVED
    Since 2018-06-28

Branch Locations

4423 Point Fosdick Dr Ste 202, Gig Harbor, WA 98335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Collier Heggerness & Bronk Cpa'S Ps Inc Gig Harbor WA 07/2007 11/2021
Cetera Advisor Networks Llc El Segundo CA 01/2013 05/2018
Lpl Financial, Llc Gig Harbor WA 05/2018 Present
  • 07/2007 → 11/2021
    Collier Heggerness & Bronk Cpa'S Ps Inc
    Gig Harbor, WA
  • 01/2013 → 05/2018
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 05/2018 → Present
    Gig Harbor, WA
Previous Registrations
  • 2011-01-31 → 2018-07-02
    Cetera Wealth Services, Llc
    Gig Harbor, WA
Other Businesses

1) 06/28/2018 - Non-Variable Insurance - Gig Harbor Financial Services - 4% - GIG HARBOR, WA 98335 2) 06/28/2018 - DBA for LPL Business (entity for LPL business) - Gig Harbor Financial Services - 55% - GIG HARBOR, WA 98335 3) 06/28/2018 - Business Entity For Tax/Investment Purposes Only - Brian Bronk & Associates - 1% - GIG HARBOR, WA 98335 4) 11/22/2021 - HEGGERNESS & BRONK CPA GROUP - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - CPA, Treasurer, Shareholder - 80 Hours Per Month/50 Hours During Securities Trading - Tax prep, bookkeeping, accounting, consulting, financial statements. 5) 08/21/2023 - BRB Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 30 Hours Per Month/ 7 Hours During Trading 6) 12/14/2023 - Brian Bronk LLC - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 1/1/2024 - 32 Hrs/Mo During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-14
  • S66 Uniform Combined State Law Examination
    2011-01-14
Designations
  • Certified Financial Planner

View on SEC IAPD

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