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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-04 |
| IL | RA | APPROVED | 2017-03-25 |
Branch Locations
2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Downers Grove | IL | 11/2010 | 03/2017 |
| Mml Investors Services, Llc | Lisle | IL | 03/2017 | Present |
| Massmutual Life Insurance Co | Lisle | IL | 07/2016 | Present |
1) Name: Comprehensive Financial Concepts LLC Inv rel: Y Add: 2650 Warrenville Road Suite 100 Downers Grove, IL 60515 Nature: NonMMLIA Insurance Brokerage Position: Sales, Agent Start date: 03/16/2018 No. HR/MO: <1 No. HR/MO during sec trading: <1 Describe duties: Property/Casualty.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-12 |
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